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12th October 2015  /  19 56

SIFMA is the voice of the nation’s securities industry

The Securities Industry and Financial Markets Association (SIFMA) is the voice of the U.S. securities industry.

We represent the broker-dealers, banks and asset managers whose 889,000 employees provide access to the capital markets, raising over $2.4 trillion for businesses and municipalities in the U.S., serving clients with over $16 trillion in assets and managing more than $62 trillion in assets for individual and institutional clients including mutual funds and retirement plans. SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the Global Financial Markets Association (GFMA).

Our Offices
New York
120 Broadway, 35th Floor
New York, N.Y. 10271
(ph) +1.212.313.1200
(fx) +1.212.313.1301

Washington, D.C.
1101 New York Avenue, NW, 8th Floor
Washington, D.C. 20005
(ph) +1.202.962.7300
(fx) +1.202.962.7305

SIFMA brings together the shared interests of hundreds of securities firms, banks and asset managers. Membership is diverse, ranging from the largest global financial players to independent, small firms across the country. These companies are engaged in communities across the country to raise capital for businesses, promote job creation and lead economic growth.

View Broker-Dealer Members
View Asset Manager Members
A sampling of our corporate members includes:

AllianceBernstein Daiwa Capital Markets America Inc. PIMCO
Ameriprise Financial, Inc. Deutsche Bank Group Piper Jaffray & Co.
Bank of America Merrill Lynch & Co., Inc. Edward Jones Planned Investment Co., Inc.
Barclays Fidelity Investments Raymond James Financial
BB&T Scott & Stringfellow Goldman, Sachs & Co RBS
BlackRock Hefren-Tillotson, Inc. Robert W. Baird & Co., Inc.
BNP Paribas Securities Corp. Janney Montgomery Scott RBC
BNY Mellon Jefferies & Company, Inc. Société Générale
Cetera Financial Group JP Morgan Chase & Co. Stephens Inc.
Charles Schwab & Co., Inc. KCG Stifel, Nicolaus & Co., Inc.
Citigroup LPL Financial U.S. Bancorp
Credit Suisse Morgan Stanley UBS
D.A. Davidson & Co Neuberger Berman LLC Vanguard
Nomura Holdings, Inc. Wells Fargo


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